Page 7 of 8~104 min topic

Alignment and RLHF

Trace a worked example

From goal to measurement to ship-or-abort for alignment / RLHF on the general-purpose chat model.

~13 min this pageWorked example

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Goal: improve the general-purpose chat model using alignment / RLHF without breaking protected slices.

Mechanism reminder for alignment / RLHF: Collect comparisons or ratings of candidate answers, fit a preference/reward model, then optimize the policy (PPO, DPO, and relatives) so preferred answers become more likely while staying near the base model.

Baseline and shock: If raters prefer answer A over B in 62 of 100 pairs, the preference model should rank A higher on held-out pairs; a 50/50 split means the signal is noise for that slice.

Tradeoff in play for alignment / RLHF: Stronger safety can increase over-refusals. Heavier RL can reduce diversity or degrade niche skills. More rater hours improve signal and raise cost and cultural bias risk.

Ship decision: Ship the RLHF checkpoint only if harm suite severe fails=0, over-refusal ≤ baseline+2 pts, and MMLU-like smoke does not drop >1 pt.

Rollback triggers for alignment / RLHF must cite preference win rate vs baseline, harm pass rate, over-refusal rate, capability regression on core tasks. If you cannot name a tolerated regression on the general-purpose chat model, do not promote the change.

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Make it operational

Keep the alignment / RLHF decision record beside the general-purpose chat model code paths that implement it. Future you will not remember why a default exists unless the evidence is linked from the config for alignment / RLHF.

Also pin one numeric memory from this alignment / RLHF chapter: If raters prefer answer A over B in 62 of 100 pairs, the preference model should rank A higher on held-out pairs; a 50/50 split means the signal is noise for that slice. That number is not decoration; it is a template for how claims about alignment / RLHF on the general-purpose chat model should look in design docs. Scoped specifically to alignment / RLHF / general-purpose chat model / worked-trace.

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Common mix-ups

People confuse alignment / RLHF with neighboring buzzwords when debugging the general-purpose chat model. Before changing prompts, ask whether the broken stage was evidence gathering, the alignment / RLHF judgment itself, validation, or the product action. Fixing the wrong stage creates folklore (“we tried alignment / RLHF and it failed”) that blocks the next team on the general-purpose chat model. Scoped specifically to alignment / RLHF / general-purpose chat model / worked-trace.

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Rehearsal (alignment-and-rlhf/worked-trace)

Write a five-line artifact for this page: goal, inputs, check, owner, stop rule. Invent one fluent failure that the check would catch. Keep details specific to alignment and rlhf rather than generic AI advice.

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Chapter close 1

For alignment and rlhf, add acceptance test 1: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 2

For alignment and rlhf, add acceptance test 2: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 3: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 4: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 5: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 6: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 7: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 8: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 9: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 10: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 11: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 12: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 13: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 14: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 15: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 16

For alignment and rlhf, add acceptance test 16: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 17

For alignment and rlhf, add acceptance test 17: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 18: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 19: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 20: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 21

For alignment and rlhf, add acceptance test 21: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 22

For alignment and rlhf, add acceptance test 22: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 23

For alignment and rlhf, add acceptance test 23: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 24

For alignment and rlhf, add acceptance test 24: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 25

For alignment and rlhf, add acceptance test 25: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 26: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 27: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 28: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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For alignment and rlhf, add acceptance test 29: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

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Chapter close 30

For alignment and rlhf, add acceptance test 30: evidence source, threshold, and signer. Keep it unique to this chapter's scenario.

Go deeper

Before you start

Why this matters

List the constraints (latency, cost, privacy, review capacity) that any alignment / RLHF change must respect for the general-purpose chat model.

Check your understanding

Page assessment

Answer from memory. Completion is saved from this evidence, not from opening the next page.

1. What is one idea from this page you would apply, and what evidence would you check?

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